Data Analyst – Advanced Excel (contract)
Job Description
About the Role
This is a hands-on second line Data / compliance role focused on regulatory oversight, market surveillance, control testing, and compliance advisory across a financial markets business.
You will be responsible for ensuring the organisation operates in accordance with ASIC, ASX, AUSTRAC, and internal regulatory obligations, while supporting ongoing monitoring across trading and clearing activities.
Key Responsibilities
- Provide compliance advice to business stakeholders on regulatory and risk matters
- Interpret regulatory changes and assess impact on products, services, and clients
- Monitor trading activity across equities and futures markets for suspicious patterns
- Conduct compliance control testing and surveillance reviews
- Prepare regulatory reports and lodgements to ASIC, ASX, and AUSTRAC
- Investigate potential breaches, suspicious matters, and escalate where required
- Maintain compliance registers, policies, and procedures
- Support AML/CTF risk assessments for client onboarding and ongoing reviews
- Deliver compliance training and awareness support to internal teams
About You
To be successful in this role, you will ideally bring:
- min 2-3 years’ Data Analysis/ compliance experience within financial markets, trading, brokerage, banking, exchanges, or regulated financial services
- Ideally experience in market surveillance, compliance monitoring, or trade-related controls
- Strong understanding of market integrity obligations in trading environments
- Ability to identify anomalies, suspicious trading patterns, and compliance risks
- Excellent stakeholder engagement and communication skills
- Strong Excel and data analysis capability
Highly Regarded
- Exposure to equities, derivatives, futures, or clearing environments
Are you interested in this position?
Apply by clicking on the “Apply Now” button below!
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